5 Unexpected Threats to Your Retirement Plan

By Nicholas Efthemis, CFP®, CRPS®

You’ve worked long and you’ve saved hard. So maybe you’re not too worried about running out of money in retirement. That’s a great place to be! But considering how uncertain life is (and has been the last couple of years), there are still likely other threats to your retirement that aren’t on your radar. And especially in our current climate, the last thing you want to feel uncertain about is your retirement savings. 

It’s good to remember that the events that could wipe out your nest egg, like market turmoil, a personal tragedy, or a natural disaster, are largely out of your control. The real dangers to your retirement plan are the little-known and often ignored threats that could cause you to lose what you have diligently worked for. Let’s discuss 5 unexpected retirement threats and how to help prevent them from upsetting your golden years.

1. Miscalculating Your Retirement Needs

If you’ve managed to amass significant savings, you should be proud of your accomplishment. But no matter the amount you have, you need to be sure it will be enough. If you plan to retire in your early or mid-60s, your retirement savings will need to carry you through 30 years or more. Not to mention, you will encounter additional expenses along the way, such as healthcare costs, home maintenance, and taxes.

The best way to avoid financial anxiety in retirement is to work with your financial professional to map out various retirement scenarios to see what your savings can handle. Knowledge will empower and liberate you. More than 40% of those polled in the annual Transamerica Retirement Survey admitted they have only guessed at how much they will need for a comfortable retirement. (1) Once you have an idea of what you’ll need for your unique situation, set up contingency funds to cover the unexpected and find ways to maximize your savings to give yourself a cushion.

2. Rising Healthcare Costs

If you’ve ever held a hefty medical bill in your hand, you aren’t alone. American healthcare is more expensive than in any other developed country. (2) And as you age, you will likely require more healthcare services. According to the Employee Benefits Research Institute, the average couple at age 65 will require $270,000 in savings to have a 90% chance of covering their healthcare costs in retirement. (3) Without your employer’s health insurance, adequate coverage is typically more expensive and harder to find. Even with Medicare, there could be significant out-of-pocket expenses and many conditions and treatments that are not covered.

When choosing your health insurance for retirement, make sure you understand all Medicare options and supplements and work with an experienced professional to help you evaluate your options. For example, many people don’t realize that basic Medicare has no cap on out-of-pocket expenses. A supplement is required to achieve a limit on costs. Comprehensive insurance is more expensive but can cap unexpected expenses. If you plan to retire before age 65, be sure to get a pre-Medicare policy in place. 

3. The Reality of Inflation

You’re hearing a lot about inflation these days, and it’s time to pay attention! Inflation is a reality; not planning for inflation is the risk. Social Security factors in inflation through the Cost of Living Adjustment (COLA) and will adjust based on your working years, but how can you protect your other assets? There are many ways to reduce the risk of inflation, such as diversifying your assets appropriately to strike a balance between principal protection and growth or making a conservative withdrawal plan that accounts for inflation surges in the future. The best way to prepare for the impact of inflation on your retirement savings is to plan for multiple scenarios, seeing how your nest egg will hold up under different circumstances. 

4. Forced Early Retirement

It’s no secret that life can throw unexpected curveballs at any time and derail your plans. The same can happen to your retirement. Almost 50% of retirees end up retiring earlier than planned, for reasons stemming from disability to company changes to health problems. (4)

And in a time of employment uncertainty brought about by a global pandemic and political division, you need to have a contingency for your best-laid plans. Even if you want to work longer and save more, there’s no guarantee that you’ll be able to. Early retirement can destroy even well-laid retirement plans because the loss of income during the final years of your career can spell financial disaster.

To help protect against this risk, plan for the unanticipated. Make sure you have adequate disability insurance to protect your income in the event of an illness or disability. You can also work with an advisor to create scenarios and see what your savings and income would look like if you were forced to retire early.

5. Premature Loss of a Spouse

Losing your spouse is devastating, regardless of when it happens. But losing a spouse during the final years of their career can be dangerous for the surviving spouse’s financial plan. Furthermore, retirement and long-term care costs may increase without a spouse to share costs and provide care. Depending on pension benefits selected, a spouse’s pension may not pay out to the surviving spouse in the event of his or her death. An early death may also decrease the spousal Social Security benefits the surviving spouse receives, leaving him or her with little income.

It’s critical for both spouses to be actively involved in the planning process to avoid a setback if this tragedy occurs. Take the time to consider benefits for the surviving spouse, such as life insurance. Wills, trusts, and beneficiary designations should be reviewed to ensure both spouses are protected financially. You should also create a pension and Social Security strategy to optimize the benefit for the surviving spouse. Examine multiple scenarios and make sure that you are taken care of no matter what happens. 

Prepare for These 5 Threats—and Others

Retirement planning involves a string of never-ending unpredictable factors, which can make the whole process stressful and complicated. The good news is that understanding some of the potential risks and common roadblocks helps you plan ahead for the unexpected and reduces the chance that your retirement plan will fail. 

On your journey to a comfortable retirement, it’s wise to partner with an experienced professional whose number-one goal is prioritizing you as they help you build more financial stability. With our comprehensive planning process, the Emergent Wealth Advisors team can help you prepare for life’s expected and unexpected circumstances and experience confidence that you’re taking the right steps and investing in the best way to protect your wealth. If you think your retirement plan needs a second look, reach out to me at (716) 828-8390 or email nick@emergentwa.com to schedule a no-obligation conversation.

About Nicholas

Nicholas Efthemis is wealth advisor and chief compliance officer at Emergent Wealth Advisors, a fiduciary financial advisory firm serving retirees and pre-retirees with customized financial planning solutions. Having worked in the financial industry since 1997, Nicholas has deep knowledge and experience in retirement, investment, and comprehensive planning strategies, coupled with an understanding of the hopes, needs, and goals his clients have for their future. He is dedicated to helping his clients find confidence in their financial situation through personalized advice and support that empowers them to make the best decisions for their lives. 

Nick is a CERTIFIED FINANCIAL PLANNER™ and a Chartered Retirement Plans SpecialistSM professional. Outside of the office, Nicholas is an active member of his community, working with the SPCA and the Humane Society. In his free time, you can find him hiking or fishing with his family. If you want to learn more about Nicholas, connect with him on LinkedIn.

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(1) https://transamericacenter.org/docs/default-source/retirement-survey-of-workers/tcrs2021_sr_four-generations-living-in-a-pandemic.pdf
(2) https://www.today.com/tmrw/why-healthcare-so-expensive-united-states-t192119
(3) https://www.ebri.org/docs/default-source/ebri-press-release/pr-1264-savingstargets-28may20.pdf?sfvrsn=5e993d2f_2
(4) https://www.ebri.org/docs/default-source/rcs/2020-rcs/rcs_20-fs-2.pdf